· 第三十二条 所有研究均应当有总结报告。总结报告应当经质量保证部门审查,最终由专题负责人签字批准,批准日期作为研究完成的日期。研究被取消或者终止时,专题负责人应当撰写简要试验报告。 |
· Section II 9.1.1. A final report should be prepared for each study. In the case of short- term studies, a standardised final report accompanied by a study specific extension may be prepared. 9.1.2. Reports of Principal Investigators or scientists involved in the study should be signed and dated by them. 9.1.3. The final report should be signed and dated by the Study Director to indicate acceptance of responsibility for the validity of the data. |
· 58.185 (a) A final report shall be prepared for each nonclinical laboratory study. (b) The final report shall be signed and dated by the study director. |
· 要求一致,每一个研究都要有一份总结报告,且由专题负责人签名签日期。 · CFDA中提出项目终止,对报告的要求;OECD中描述了对多场所研究PI report的要求,且描述了SD签署报告的含义。 |
· 第三十三条 总结报告主要内容应当包括: |
· Section II 9.2 Content of the Final Report The final report should include, but not be limited to, the following information: |
· 58.185 (a) A final report shall be prepared for each nonclinical laboratory study and shall include, but not necessarily be limited to, the following: |
· 要求一致。 |
· 第三十三条 (一)研究的名称、代号及研究目的; (六)受试物和对照品的名称、缩写名、代号、批号、稳定性、含量、浓度、纯度、组分及其他质量特性、受试物和对照品制剂的分析结果,研究用的溶媒、乳化剂及其他介质的名称、批号、有关的理化性质或者生物特性; |
· Section II 9.2 1. Identification of the Study, the Test Item and Reference Item a. A descriptive title; b. Identification of the test item by code or name (IUPAC, CAS number, biological parameters, etc.); c. Identification of the reference item by name; d. Characterisation of the test item including purity, stability and homogeneity. |
· 58.185 (a) 2. Objectives and procedures stated in the approved protocol, including any changes in the original protocol. 4. The test and control articles identified by name, chemical abstracts number or code number, strength, purity, and composition or other appropriate characteristics. 5. Stability of the test and control articles under the conditions of administration. |
· CFDA要求汇报研究的名称、代号;OECD要求汇报研究标题;FDA无相关描述。 · CFDA与FDA要求汇报研究目的;OECD中无相关描述。FDA中描述了应汇报方案中声明的研究目的及程序,及其变更。 · 作为研究的对象-受试品,及对照品,均要求有详尽的描述及表征。 |
· 第三十三条 (二)所有参与研究的研究机构和委托方的名称、地址和联系方式; (五)专题负责人、主要研究者以及参加工作的主要人员姓名和承担的工作内容; |
· Section II 9.2 2. Information Concerning the Sponsor and the Test Facility a. Name and address of the sponsor; b. Name and address of any test facilities and test sites involved; c. Name and address of the Study Director; d. Name and address of the Principal Investigator(s) and the phase(s) of the study delegated, if applicable; e. Name and address of scientists having contributed reports to the final report. |
· 58.185 (a) 1. Name and address of the facility performing the study and the dates on which the study was initiated and completed. 10. The name of the study director, the names of other scientists or professionals, and the names of all supervisory personnel, involved in the study. |
同: · 研究机构名称与地址、专题负责人名称。 异: · FDA未要求报告委托方的信息; · CFDA要求报告研究机构和委托方的联系方式; · FDA特别要求报告参与到研究中所有管理人员的名字。 |
· 第三十三条 (四)研究起止日期; |
· Section II 9.2 3. Dates Experimental starting and completion dates. |
· 58.185 (a) 1. the dates on which the study was initiated and completed. |
· CFDA与FDA要求报告研究的起止日期,而OECD要求报告试验的开始结束日期。 |
· 第三十三条 (三)研究所依据的试验标准、技术指南或者文献以及研究遵守的非临床研究质量管理规范; |
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· 第三十三条 (十)各种指标的检测方法和频率; |
· Section II 9.2 5. Description of Materials and Test Methods a. Description of methods and materials used; b. Reference to OECD Test Guideline or other test guideline or method. |
· 58.185 (a) 6. A description of the methods used. 同: · 均要求汇报检测方法。 异: · CFDA要求汇报检测的频率; · OECD要求描述使用的材料。 |
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· 第三十三条 (七)实验系统的种、系、数量、年龄、性别、体重范围、来源、实验动物合格证号、接收日期和饲养条件; (八)受试物和对照品的给药途径、剂量、方法、频率和给药期限; (九)受试物和对照品的剂量设计依据; |
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· 58.185 (a) 7. A description of the test system used. Where applicable, the final report shall include the number of animals used, sex, body weight range, source of supply, species, strain and substrain, age, and procedure used for identification. 8. A description of the dosage, dosage regimen, route of administration, and duration. |
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· 第三十三条 (十一)分析数据所采用的统计方法; |
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· 58.185 (a) 3. Statistical methods employed for analyzing the data. |
· CFDA与FDA要求一致,OECD无相关要求。 |
· 第三十三条 (十二)结果和结论; |
· Section II 9.2 6. Results a. A summary of results; b. All information and data required by the study plan; d. An evaluation and discussion of the results and, where appropriate, conclusions. c. A presentation of the results, including calculations and determinations of statistical significance; |
· 58.185 (a) 11. A description of the transformations, calculations, or operations performed on the data, a summary and analysis of the data, and a statement of the conclusions drawn from the analysis. |
· 要求一致 |
· 第三十三条 (十三)档案的保存地点; |
· Section II 9.2 7. Storage The location(s) where the study plan, samples of test and reference items, specimens, raw data and the final report are to be stored. |
· 58.185 (a) 13. The locations where all specimens, raw data, and the final report are to be stored. |
· 要求一致 |
· 第三十三条 (十四)所有影响本规范符合性、研究数据的可靠性的情况; (十六)专题负责人签署的、陈述研究符合本规范的声明; |
· Section II 9.2 9. A description of all circumstances that may have affected the quality or integrity of the data. |
· 58.185 (a) 9.1.3. The extent of compliance with these Principles of Good Laboratory Practice should be indicated. |
· CFDA与FDA要求汇报影响数据质量、合规性的问题,而OECD要求汇报GLP准则的符合程度。虽然表述不同,但要求其实是一致的。 · CFDA要求SD签署陈述符合GLP的声明,OECD和FDA中无相关描述。 |
· 第三十三条 (十五)质量保证部门签署的质量保证声明; |
· Section II 9.2 4. Statement A Quality Assurance Programme statement listing the types of inspections made and their dates, including the phase(s) inspected, and the dates any inspection results were reported to management and to the Study Director and Principal Investigator(s), if applicable. This statement would also serve to confirm that the final report reflects the raw data. |
· 58.185 (a) 14. The statement prepared and signed by the quality assurance unit as described in Sec. 58.35(b)(7). 58.35 (b) (7) Prepare and sign a statement to be included with the final study report which shall specify the dates inspections were made and findings reported to management and to the study director. |
· 要求一致 |
· 第三十三条 (十七)多场所研究的情况下,还应当包括主要研究者签署姓名、日期的相关试验部分的报告。 |
· Section II 9.2 9.1.2. Reports of Principal Investigators or scientists involved in the study should be signed and dated by them. |
· 58.185 (a) 12. The signed and dated reports of each of the individual scientists or other professionals involved in the study. |
· 要求一致 |
· 第三十四条 总结报告被批准后,需要修改或者补充时,应当以修订文件的形式予以修改或者补充,详细说明修改或者补充的内容、理由,并经质量保证部门审查,由专题负责人签署姓名和日期予以批准。为了满足注册申报要求修改总结报告格式的情况不属于总结报告的修订。 |
· Section II 9.1.4. Corrections and additions to a final report should be in the form of amendments. Amendments should clearly specify the reason for the corrections or additions and should be signed and dated by the Study Director. 9.1.5. Reformatting of the final report to comply with the submission requirements of a national registration or regulatory authority does not constitute a correction, addition or amendment to the final report. |
· 58.185 (c) Corrections or additions to a final report shall be in the form of an amendment by the study director. The amendment shall clearly identify that part of the final report that is being added to or corrected and the reasons for the correction or addition, and shall be signed and dated by the person responsible. |
· 对于报告的修订,要求一致。 · CFDA提出要求报告修订案经过质量保证部审查。 · CFDA与OECD中明确指出为了满足注册申报要求修改总结报告格式的情况不属于总结报告的修订。 欢迎各位同行进行勘误及指出不足之处。 |
参考文献:
[1] US FDA Good Laboratory Practice Regulations 21 CFR 58,effective June 20, 1979 and subsequent amendments
[2] OECD Principles of Good Laboratory Practice, as revised in 1997 and adopted November 26th, 1997 by decision of the OECD Council [C (97)186/Final]
[3] 国家食品药品监督管理总局,药物非临床研究质量管理规范,2017年9月1日生效